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SEC Warns of Increase in Cybercrimes Targeting Financial Professionals

By NAIFA on Jul 14, 2020 11:23:24 AM

The Securities and Exchange Commission has issued a Risk Alert warning about an increase in cybercrimes targeting financial professionals and institutions. The document, issued by the SEC’s Office of Compliance Inspections and Examinations (OCIE), says scammers have targeted “broker-dealers, investment advisers, and investment companies” and others in the financial services industry with phishing and ransomware attacks.

Topics: Avoiding Scams Cybercrime SEC

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