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Advocacy in action blog

Maeghan Gale


Recent posts by Maeghan Gale

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NAIFA Comment Letter to FINRA Offers DEI Recommendations

By Maeghan Gale on 6/28/21 5:02 PM

The Financial Industry Regulatory Authority (FINRA) issued a request for comments as part of its efforts to support dialogue for greater diversity and inclusion within the financial industry. NAIFA submitted comments to Regulatory Notice 21-17 that highlighted our commitment to Diversity, Equity, and Inclusion (DEI) as part of the NAIFA 2025 strategic plan, the mission of our DEI Council, and the importance of cooperation among the industry to drive change.

Topics: Diversity Federal Advocacy FINRA Insurance & Financial Advisor Regulation Producer Licensing & CE

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