In light of the disruptions to normal business operations brought about by efforts to curtail the spread of the Coronavirus, the U.S. Securities and Exchange Commission (SEC) is considering a possible delay in the June 30, 2020 implementation/effective date for compliance with the Commission’s new Regulation Best Interest, which establishes a heightened “best interest” standard of care for broker-dealers and their registered representatives. (In a related matter, the SEC has changed the deadline for BD firms to file their Forms ADV from March 30, 2020 to June 30, 2020.) Although no final decision has been made, the topic has been discussed by SEC leadership. NAIFA has submitted a letter to the SEC requesting a reasonable delay in the Reg BI implementation/effective date, which you can review here.
TOPIC LIST :
- Federal Advocacy (202)
- State Advocacy (168)
- Insurance & Financial Advisor Regulation (99)
- Grassroots (90)
- Congress (74)
- Standard of Care & Consumer Protection (62)
- COVID-19 (46)
- Retirement Planning (45)
- Annuity Best Interest (42)
- Legislative Day (25)
- Interstate Advocacy (23)
- Supported Legislation (22)
- Legislation & Regulations (20)
- Press Release (19)
- Health Care (18)
- Producer Employment (18)
- DOL (17)
- Producer Sales & Marketing (16)
- Tax Reform (15)
- Long-Term Care (13)
- Producer Licensing & CE (13)
- SEC (12)
- Congressional Conference (11)
- Advocacy Partnerships (10)
- Member Spotlight (10)
- NAIC (10)
- Diversity, Equity & Inclusion (9)
- Life Insurance & Annuities (9)
- Remote Notarization (9)
- Advocacy Resources (8)
- CMS (8)
- Data Security (8)
- Fiduciary (8)
- IRS (8)
- New Jersey (8)
- Iowa (7)
- PRO Act (7)
- Privacy (7)
- Washington (7)
- Wisconsin (7)
- Build Back Better Act (6)
- Massachusetts (6)
- NCOIL (6)
- New York (6)
- SECURE 2.0 (6)
- State-Facilitated Retirement Plans (6)
- Advocacy (5)
- California (5)
- Conference (5)
- Maine (5)
- Medicare (5)
- Opposed Legislation (5)
- Regulation Best Interest (5)
- Tennessee (5)
- Annuities (4)
- Colorado (4)
- Cybersecurity (4)
- Financial Literacy (4)
- Georgia (4)
- Group & Employee Benefits (4)
- IFAPAC (4)
- North Dakota (4)
- Paid Family Medical Leave (4)
- Senior Financial Protection (4)
- Texas (4)
- White House (4)
- Arizona (3)
- Compensation Regulation (3)
- FINRA (3)
- Florida (3)
- Idaho (3)
- Illinois (3)
- Kentucky (3)
- Licensing (3)
- Maryland (3)
- Nebraska (3)
- New Mexico (3)
- Property & Casualty Insurance (3)
- Underwriting & Risk Classification (3)
- Virginia (3)
- Affordable Care Act (2)
- Alabama (2)
- COBRA (2)
- Delaware (2)
- Get Out the Vote (2)
- Michigan (2)
- Montana (2)
- NAIC Model Regulation (2)
- NIPR (2)
- North Carolina (2)
- Ohio (2)
- Retirement (2)
- Small Business Administration (2)
- WIFS (2)
- ACLI (1)
- Arkansas (1)
- Awards (1)
- CE Credit for Membership (1)
- CE for Membership (1)
- Congressional Budget Office (1)
- Connecticut (1)
- Continuing Education (1)
- Future Leaders (1)
- Government Accounting Office (1)
- HEROES Act (1)
- Hawaii (1)
- Indiana (1)
- Industry News (1)
- Insured Retirement Institute (1)
- Leaders (1)
- Louisiana (1)
- Medicaid (1)
- Minnesota (1)
- Mississippi (1)
- Missouri (1)
- NAHU (1)
- NAIFA-Dallas (1)
- News (1)
- Oklahoma (1)
- Oregon (1)
- Producer Compensation (1)
- Promoting Financial Security (1)
- Reg187 (1)
- Remote Licensing Exams (1)
- Retirement Plans (1)
- SECURE (1)
- Short-Term Insurance (1)
- Social Security Administration (1)
- South Carolina (1)
- South Dakota (1)
- State Insurance Regulation (1)
- Surprise Medical Billing (1)
- Tax (1)
- Utah (1)
- Veterans (1)
- Washington, D.C. (1)
- Webinar (1)